Preparing for your AML Compliance Audit – Best Practice Tips
About this event
Join us on Tuesday 29th June for this free lunch and learn webinar on ‘Preparing for your AML Compliance Audit – Best Practice Tips’, hosted by fscom Director Philip Creed.
What will you learn within this webinar?The process of a compliance audit should be viewed as a means of testing an AML/CTF framework to identify opportunities to undertake enhancements as well as highlighting any issues. In essence, the intention is to provide assurance that the firm is operating in an compliant manner within its own specific regulatory framework. We will share our experience of compliance audits, giving you best practice tips from the other side. We will outline various aspects in order to ensure you are appropriately prepared for your upcoming AML compliance audit, including: • What an audit actually involves • What we will ask you for • How you should prepare for the audit • How the success of an audit should be measured
Who should attend?This session is aimed at those who are employed within e-money and payment institutions and will be required to assist with their fincrime audit at any capacity. Look after your reputation and look after the reputation of your business… and register for this Webinar today!