Toronto Risk & Compliance – Risk Senior Manager

Are You Ready to Live Protiviti?

The Protiviti Career provides opportunity to learn, inspire and advance within a collaborative and diverse company culture.  We hire curious people for whom learning is an everyday activity. We fuel your curiosity with challenging work, talented colleagues and creative learning resources. At every level, we champion leaders who influence and achieve results. We encourage you to “bring your whole self to work” – all of your motivations, passions, priorities and commitments – as these things bring us closer to exceptional.

That’s Living Protiviti.

We strive to recruit and hire the best talent, and it does not stop there. Once you join us, we promise to help you bring your career to life through exceptional work experiences, a work culture passionate about learning and development, and a dedication to what matters to you.

Are you inspired to make a difference?

Then you have come to the right place.

Where We Need You:

The Toronto Risk & Compliance practice is seeking a Senior Manager to join our growing team.

What You Can Expect:

Senior Managers partner with our clients to solve complex business problems and provide best in class advice and solutions.  Senior Managers have a solid understanding of their client’s business and demonstrate technical competence in their solution and industry.  Senior Managers can clearly articulate the value drivers of our business, and are responsible for developing opportunities both at existing clients and new clients.  Senior Managers are responsible for job economics and for seamless project management.  Senior Managers are developing future contacts within the business community and serve as ambassadors of Protiviti in the market. 

What Will Help You Be Successful:

  • You enjoy discussing technical and industry trends and seek opportunities to demonstrate and teach seniors and staff on the job.
  • You enjoy participating in engagement sales opportunities and consistently develop work at existing clients.
  • You are passionate about delivering client satisfaction and demonstrating a growing level of industry and product competency
  • You seek opportunities to interact with and mentor personnel, including participating in the creation and rollout of training and developing skill sets.
  • You make conscious use of real-time supervision during all phases of an engagement to develop our people.
  • You have an inherent interest in project management and team leadership.  You seek new ways to create extraordinary development opportunities and ways for your team to make an impact on our clients and communities.

Do Your Talents Include the Following?

  • Advanced verbal and written communication skills, including documentation of work performed, procedures, observations and recommendations.
  • A appreciation of the Canadian regulatory framework for capital markets, banking and/or insurance products and services, including Privacy, AML, economic sanctions, and CASL  
  • Awareness of compliance supervisory methodologies and frameworks, key compliance reporting and disclosure obligations, and governance best practices is a definite asset
  • Consulting experience with financial services/banking institutions preferred.
  • A understanding of regulatory compliance objectives and processes in the Financial Services Industry (e.g., Banking, Insurance, Asset Management, Investment Funds, Broker-Dealer, etc.), including ability to design and execution compliance reviews and audits would be an asset
  • Experience in selecting and implementing regulatory technology preferred
  • A high-level understanding of business processes in Financial Services would be an asset.  For example:
    • security, derivative and commodity trading,
    • investment fund accounting and valuation,
    •  underwriting of debt and insurance products,
    • investment management activities,
    • Know Your Client and Know Your Product and sales practices, and
    • distribution practices.
  • Supervisory experience of personnel and consultants.
  • Advanced project management and status reporting capabilities.
  • Ability to network and build relationships for business development purposes.
  • Ability to multi-task and oversee multiple engagements and work streams with various clients.

Your Educational and Professional Qualifications:

  • Bachelor’s degree from accredited university in relevant academic area or equivalent relevant work experience 
  • 8+ years working experience with financial institutions in the risk and compliance area, at least 3 of which were in a consulting capacity
  • Experience in the development and execution of compliance programs, reviews and audits,  including reporting results thereof.
  • Experience in the writing and maintaining of policies and procedures and risk assessments preferred.
  • Proficiency in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio.
  • Professional Certification such as CAMS, CCEP, CRCM or similar an asset.

Do You Love Exploring New Places?

We travel throughout the month frequently based upon client requests/commitments. Travel may include suburban, regional, out of province locations, or internationally.

Questions? Call your local office at 1. 647.288.4886. All applicants applying for Canadian job openings must be authorized to work in Canada.

Protiviti is not licensed or registered as a public accounting firm and does not issue opinions on financial statements or offer attestation services.

For all US & Canada Postings: You may submit your application materials online or call 1.888.556.7420 for additional ways to apply. Protiviti is an Equal Opportunity Employer. M/F/Disability/Veterans

© 2021 Protiviti. By clicking “Apply Now,” you’re agreeing to Protiviti’s Terms of Use (https://www.protiviti.com/CA-en/terms-use)

Protiviti is not licensed or registered as a public accounting firm and does not issue opinions on financial statements or offer attestation services.

For all US & Canada Postings: You may submit your application materials online or call 1.888.556.7420 for additional ways to apply. Protiviti is an Equal Opportunity Employer. M/F/Disability/Veteran

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